диссертация (1169799), страница 40
Текст из файла (страница 40)
Review of Directive 2003/6/EC on insiderdealingandmarketmanipulation(MarketAbuseDirective)//URL:http://ec.europa.eu/internal_market/consultations/docs/2009/market_abuse/call_for_evidence.pdf (дата обращения: 02.11.2017).51.CESR guidance on the EC Market Abuse Directive. The Committee of EuropeanSecuritiesRegulators,2004//URL:http://www.esma.europa.eu/system/files/04_505b.pdf (дата обращения: 15.02.2017).52.Commission Recommendation 77/534/EEC of 25 July 1977 concerning aEuropean code of conduct relating to transactions in transferable securities // URL:http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A31977H0534(датаобращения: 20.10.2017).53.
Communication from the Commission to the European Parliament, the Council, theEuropean Economic and Social Committee and the Committee of the Regions. Towardsan EU Criminal Policy: Ensuring the effective implementation of EU policies through180criminallaw20September2011//URL:http://ec.europa.eu/justice/criminal/files/act_en.pdf (дата обращения: 12.11.2017).54.Consultation Paper Draft technical standards on the Market Abuse Regulation 15July2014//URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/esma_2014(дата809_consultation_paper_on_mar_draft_technical_standards.pdfобращения:02.04.2018).55.Consultation Paper ESMA’s draft technical advice on possible delegated actsconcerningtheMarketAbuseRegulation11July2014//URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/esma_2014808_consultation_paper_u_on_mar_draft_technical_advice_0.pdf (дата обращения:11.04.2018).56.ESMAStrategicOrientation2016-2020//URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/2015935_esma_strategic_orientation_2016-2020.pdf (дата обращения: 11.04.2018).57.
ESME Report. Market abuse EU legal framework and its implementation by MemberStates:afirstevaluation,2007//URL:http://ec.europa.eu/finance/securities/docs/esme/mad_070706_en.pdf (дата обращения:02.11.2017).58.EU Commission Conference on the Market Abuse Directive (MAD). Summary ofdiscussion.Brussels,12November2008//URL:http://ec.europa.eu/finance/securities/docs/abuse/summary_confernce_en.pdf(датаобращения: 02.11.2017).59.European Commission Memo. Market abuse: Justice Ministers agree Commissionproposals on criminal sanctions 7 December 2012 // URL: http://europa.eu/rapid/pressrelease_MEMO-12-963_en.htm?locale=en (дата обращения: 02.11.2017).60.European Commission Memo.
Statement by Commissioner Michel Barnier on theendorsement by the European Parliament of the political agreement on new Europeanrules for market abuse 10 September 2013 // URL: http://europa.eu/rapid/pressrelease_MEMO-13-773_en.htm?locale=en (дата обращения: 02.11.2017).18161.European Commission Memo. Statement by Vice-President Reding andCommissioner Barnier on European Parliament's vote to approve criminal sanctions formarket abuse directive 4 February 2014 // URL: http://europa.eu/rapid/pressrelease_MEMO-14-77_en.htm?locale=en (дата обращения: 02.11.2017).62.European Commission Press release «Libor scandal: Commission proposes EU-wide action to fight rate-fixing» 25 July 2012 // URL: http://europa.eu/rapid/pressrelease_IP-12-846_en.htm?locale=en (дата обращения: 12.11.2017).63.European Commission Press release «New EU rules to fight insider dealing andmarket manipulation in Europe's financial markets take effect» 1 July 2016 // URL:http://europa.eu/rapid/press-release_IP-16-2352_en.htm?locale=EN (дата обращения:02.11.2017).64.European Commission Press release «Securities markets: Commission welcomesCouncil's adoption of Market Abuse Directive» 3 December 2002 // URL:http://europa.eu/rapid/press-release_IP-02-1789_en.htm?locale=ru (дата обращения:10.10.2017).65.Final Report Draft technical standards on the Market Abuse Regulation 28September2015//URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/2015-esma-1455__final_report_mar_ts.pdf (дата обращения: 02.04.2018).66.Final Report ESMA’s technical advice on possible delegated acts concerning theMarketAbuseRegulation3February2015//URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/2015-224.pdf(датаобращения: 11.04.2018).67.Financial Services Action Plan 1999 // URL: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=LEGISSUM%3Al24210 (дата обращения –10.10.2017).68.Formalmandate oftheCommitteeofWiseMen2001 //URL:http://ec.europa.eu/internal_market/securities/docs/lamfalussy/wisemen/mandate_en.pdf(дата обращения: 10.10.2017).69.31Guidelines compliance table MAR – delay in the disclosure of inside informationJanuary2018(ESMA/2016/1478)//URL:182https://www.esma.europa.eu/sites/default/files/library/esma70-14567_compliance_table__guidelines_on_mar_guidelines_on_delay_in_the_disclosure_of_inside_information.pdf (дата обращения: 10.10.2017).70.Guidelines compliance table MAR – for persons receiving market soundings 31January2018(ESMA/2016/1477)//URL:https://www.esma.europa.eu/sites/default/files/library/esma70-14566_compliance_table_-_guidelines_on_mar_guidelines_on_market_soundings.pdf (датаобращения: 12.11.2017).71.Guidelines compliance table MAR - information relating to commodity derivativesmarkets or related spot markets for the purpose of the definition of inside information oncommodityderivatives31January2018(ESMA/2016/1480)//URL:https://www.esma.europa.eu/sites/default/files/library/esma70-145153_compliance_table_-_mar_guidelines_on_commodities.pdf(датаобращения:10.10.2017).72.Impact assessment.
Commission staff working paper accompanying the document:Proposal for a Regulation of the European Parliament and of the Council on insiderdealing and market manipulation (market abuse) and the Proposal for a Directive of theEuropean Parliament and of the Council on criminal sanctions for insider dealing andmarket manipulation 20 October 2011 // URL: http://eur-lex.europa.eu/legalcontent/EN/TXT/PDF/?uri=CELEX:52011SC1217&from=EN(датаобращения:12.11.2017).73.List of the national competent authorities designated by the EU member statesunder article 22 of Regulation (EU) no.
596/2014 on Market Abuse // URL:https://ec.europa.eu/info/system/files/mar-2014-596-art-22-list_en.pdf (дата обращения–10.10.2017).74.MAR Guidelines - Delay in the disclosure of inside information 20 October 2016(ESMA/2016/1478)//URL:https://www.esma.europa.eu/sites/default/files/library/2016-1478_mar_guidelines__legitimate_interests.pdf (дата обращения: 12.11.2017).18375.MAR Guidelines - Information relating to commodity derivatives markets orrelated spot markets for the purpose of the definition of inside information on commodityderivatives17January2017(ESMA/2016/1480)//URL:https://www.esma.europa.eu/sites/default/files/library/esma-20161480_mar_guidelines_on_commodity_derivatives.pdf (дата обращения: 02.04.2018).76.MAR Guidelines – Persons receiving market soundings 10 November 2016(ESMA/2016/147) // URL: https://www.esma.europa.eu/sites/default/files/library/20161477_mar_guidelines_-_market_soundings.pdf (дата обращения: 02.04.2018).77.Market Abuse Directive Level 3 – first set of CESR guidance and information onthecommonoperationoftheDirective,May2005//https://www.esma.europa.eu/sites/default/files/library/2015/11/04_505b.pdfURL:(датаобращения: 10.10.2017).78.Market Abuse Directive Level 3 – Second set of CESR guidance and informationon the common operation of the Directive to the market, July 2007 // URL:http://www.cesr-eu.org/data/document/06_562b.pdf (дата обращения: 10.10.2017).79.Market Abuse Directive Level 3 – Third set of CESR guidance and information onthe common operation of the Directive to the market, May 2009 // URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/09_219.pdf(датаобращения: 10.10.2017).80.Proposal for a Directive of the European Parliament and of the Council on theprotection of the environment through criminal law 9 February 2007 // URL: https://eurlex.europa.eu/legal-content/EN/TXT/?uri=COM:2007:0051:FIN(дата обращения:10.10.2017).81.Proposal for a Directive of the European Parliament and of the Council amendingDirective 2005/35/EC on ship source pollution and on the introduction of penalties forinfringements11March2008//URL:https://eur-lex.europa.eu/legal-content/en/ALL/?uri=CELEX%3A52008PC0134 (дата обращения: 10.10.2017).82.Proposal for a Directive of the European Parliament and of the Council providingfor sanctions against employers of illegally staying third-country nationals 16 May 2007184// URL: https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=celex%3A52007PC0249(дата обращения: 10.10.2017).83.Proposal for a Directive of the European Parliament and of the Council on insiderdealing and market manipulation (market abuse) 28 August 2001 // URL: http://eurlex.europa.eu/legal-content/EN/TXT/?uri=CELEX:52001PC0281 (дата обращения:10.10.2017).84.Proposal for a Directive of the European Parliament and of the Council on criminalsanctions for insider dealing and market manipulation 20 October 2011 // URL: http://eurlex.europa.eu/legal-content/EN/TXT/?uri=CELEX:52011PC0654 (дата обращения:02.11.2017).85.Proposal for a Regulation of the European Parliament and of the Council on insiderdealing and market manipulation (market abuse) 20 October 2011 // URL: http://eurlex.europa.eu/legal-content/EN/TXT/?uri=CELEX:52011PC0651 (дата обращения:02.11.2017).86.Public Consultation on a revision of the Market abuse directive (MAD) 25 June2010//URL:http://ec.europa.eu/finance/consultations/2010/mad/docs/consultation_paper_en.pdf(дата обращения: 02.11.2017).87.Public Hearing on the revision of the Market Abuse Directive 2010 // URL:http://ec.europa.eu/finance/securities/docs/transparency/hearing20100702/programme_en.pdf (дата обращения: 02.11.2017).88.111,Questions and Answers on the Market Abuse Regulation (MAR) (ESMA70-145Version12,Lastupdatedon1October2018)//URL:https://www.esma.europa.eu/sites/default/files/library/esma70-145-111_qa_on_mar.pdf(дата обращения: 02.04.2018).89.Questions and Answers on the Market Abuse Regulation 13 July 2016(ESMA/2016/1129)//https://www.esma.europa.eu/sites/default/files/library/2016-1129_mar_qa.pdfобращения: 02.04.2018).URL:(дата18590.Questions and Answers on the Market Abuse Regulation 26 October 2016(ESMA/2016/1520)//URL:https://www.esma.europa.eu/sites/default/files/library/2016-1520_mar_qa.pdf.91.Report of the High-level group on financial supervision in the EU chaired byJacquesdeLarosiere25February2009//URL:http://ec.europa.eu/internal_market/finances/docs/de_larosiere_report_en.pdf(датаобращения: 10.04.2018).92.Request to ESMA for technical advice on implementing acts concerning theregulation on insider dealing and market manipulation (market abuse) 28 May 2014 //URL:http://ec.europa.eu/finance/securities/docs/abuse/140528-esma-mandate_en.pdf(дата обращения: 02.11.2017).93.Request to ESMA for technical advice on implementing acts concerning theregulation on insider dealing and market manipulation (market abuse) 08 October 2013 //URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/ec_mandate_to_esma_mar-l2_211021_doc.pdf (дата обращения: 11.04.2018).94.RulesofprocedureonbreachofUnion(ESMA/2012/BS/87rev)lawinvestigations//2012URL:https://www.esma.europa.eu/sites/default/files/library/2015/11/rules_of_procedure_on_breach_of_union_law_investigations.pdf (дата обращения –10.10.2017).95.Technical standards under Regulation (EU) № 596/2014 (MAR) // URL:(датаhttp://ec.europa.eu/finance/securities/docs/abuse/its-rts-overview-table_en.pdfобращения: 02.04.2018).96.The Committee of European Securities Regulators.
![](https://s.studizba.com/z.php?f=/templates/si/i/noavatar.png&w=100&h=100&t=1"){kind=avatar}
