диссертация (1169799), страница 38
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Напримере Швейцарии был проведен сравнительно-правовой анализ, которыйпоказал влияние опыта ЕС на швейцарское законодательство. В частности, врезультате недавней реформы был ужесточен режим обращения с инсайдерскойинформацией; расширены: методы манипулирования на рынке ценных бумаг,полномочия Федерального управления по надзору за финансовыми рынками,перечень действий, подпадающих под уголовно наказуемые правонарушения,действие закона по кругу лиц и в пространстве; ужесточены меры уголовнойответственности.
Расследование уголовных дел в рамках злоупотреблений нарынке ценных бумаг было передано на федеральный уровень. Ознакомление сопытомЕСмоглобыбытьполезнымидлядругихтретьихстрани / или интеграционных образований, в частности ЕАЭС.15. Указанныевышеособенностиправовыхоснов,правовогорегулирования и правовых механизмов противодействия злоупотреблениям нарынке ценных бумаг в ЕС свидетельствуют о построении фундаментальнойфункциональной системы на уровне ЕС, целью которой по-прежнему являетсяуглубление дальнейшей интеграции финансового сектора ЕС и эффективноедействие единого внутреннего рынка ЕС.171Список сокращений и условных обозначенийДЕСДФЕСЕКЕКПЧЕОЦБРДоговор о Европейском союзеДоговорофункционированииЕвропейского союзаЕвропейская комиссияКонвенция о защите прав человека иосновных свободЕвропейский орган по ценным бумагами рынкамЕСЕвропейский союзЕСПЧЕвропейский суд по правам человекаЕЦБЕвропейский центральный банкСуд ЕССуд Европейского союза172Список литературыI.Международные договоры1.Convention for the Protection of Human Rights and Fundamental Freedoms 1950// URL: https://www.echr.coe.int/Documents/Convention_eng.pdf (дата обращения:12.03.2018).2.Treaty establishing the European Community (Consolidated version 2002) //Official Journal of European Union.
– 2002. – No C 325. – P. 33-184.3.Treaty of Lisbon amending the Treaty on European Union and the Treatyestablishing the European Community, signed at Lisbon, 13 December 2007 // OfficialJournal of European Union. – 2007. – No C 306. – P. 1-271.4.Treaty on the Functioning of the European Union (Consolidated version 2007) //Official Journal of European Union.
– 2007. – No C 326. – P. 47-390.II.Нормативно-правовые акты ЕС5.Charter of Fundamental Rights of the European Union 2012 // Official Journal ofEuropean Union. – 2012. – No C 326. – P. 391-407.6.Commission Delegated Regulation (EU) 2016/1052 of 8 March 2016supplementing Regulation (EU) No 596/2014 of the European Parliament and of theCouncil with regard to regulatory technical standards for the conditions applicable to buyback programmes and stabilisation measures (Text with EEA relevance) // OfficialJournal of European Union.
– 2016. – No L 173. – P. 34-41.7.Commission Delegated Regulation (EU) 2016/522 of 17 December 2015supplementing Regulation (EU) No 596/2014 of the European Parliament and of theCouncil as regards an exemption for certain third countries public bodies and centralbanks, the indicators of market manipulation, the disclosure thresholds, the competent173authority for notifications of delays, the permission for trading during closed periods andtypes of notifiable managers' transactions (Text with EEA relevance) // Official Journalof European Union.
– 2016. – No L 88. – P. 1-18.8.Commission Delegated Regulation (EU) 2016/908 of 26 February 2016supplementing Regulation (EU) No 596/2014 of the European Parliament and of theCouncil laying down regulatory technical standards on the criteria, the procedure and therequirements for establishing an accepted market practice and the requirements formaintaining it, terminating it or modifying the conditions for its acceptance (Text withEEA relevance) // Official Journal of European Union. – 2016. – No L 153. – P. 3–12.9.Commission Delegated Regulation (EU) 2016/909 of 1 March 2016 supplementingRegulation (EU) No 596/2014 of the European Parliament and of the Council with regardto regulatory technical standards for the content of notifications to be submitted tocompetent authorities and the compilation, publication and maintenance of the list ofnotifications (Text with EEA relevance) // Official Journal of European Union. – 2016.
–No L 153. – P. 13-22.10.Commission Delegated Regulation (EU) 2016/957 of 9 March 2016 supplementingRegulation (EU) No 596/2014 of the European Parliament and of the Council with regardto regulatory technical standards for the appropriate arrangements, systems andprocedures as well as notification templates to be used for preventing, detecting andreporting abusive practices or suspicious orders or transactions (Text with EEArelevance) // Official Journal of European Union. – 2016. – No L 160.
– P. 1-14.11.Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementingRegulation (EU) No 596/2014 of the European Parliament and of the Council with regardto regulatory technical standards for the technical arrangements for objective presentationof investment recommendations or other information recommending or suggesting aninvestment strategy and for disclosure of particular interests or indications of conflicts ofinterest (Text with EEA relevance) // Official Journal of European Union. – 2016. – NoL 160. – P. 15-22.12.Commission Delegated Regulation (EU) 2016/960 of 17 May 2016 supplementingRegulation (EU) No 596/2014 of the European Parliament and of the Council with regard174to regulatory technical standards for the appropriate arrangements, systems andprocedures for disclosing market participants conducting market soundings (Text withEEA relevance) // Official Journal of European Union.
– 2016. – No L 160. – P. 29-33.13.Commission Directive 2003/124/EC of 22 December 2003 implementing Directive2003/6/EC of the European Parliament and of the Council as regards the definition andpublic disclosure of inside information and the definition of market manipulation (Textwith EEA relevance) // Official Journal of European Union. – 2003. – No L 339. – P. 7072.14.Commission Directive 2003/125/EC of 22 December 2003 implementing Directive2003/6/EC of the European Parliament and of the Council as regards the fair presentationof investment recommendations and the disclosure of conflicts of interest (Text with EEArelevance) // Official Journal of European Union. – 2003.
– No L 339. – P. 73-77.15.Commission Directive 2004/72/EC of 29 April 2004 implementing Directive2003/6/EC of the European Parliament and of the Council as regards accepted marketpractices, the definition of inside information in relation to derivatives on commodities,the drawing up of lists of insiders, the notification of managers’ transactions and thenotification of suspicious transactions (Text with EEA relevance) // Official Journal ofEuropean Union. – 2004. – No L 162.
– P. 70-75.16.Commission Implementing Directive (EU) 2015/2392 of 17 December 2015 onRegulation (EU) No 596/2014 of the European Parliament and of the Council as regardsreporting to competent authorities of actual or potential infringements of that Regulation(Text with EEA relevance) // Official Journal of European Union. – 2015. – No L 332. –P. 126-132.17.Commission Implementing Regulation (EU) 2016/1055 of 29 June 2016 layingdown implementing technical standards with regard to the technical means for appropriatepublic disclosure of inside information and for delaying the public disclosure of insideinformation in accordance with Regulation (EU) No 596/2014 of the EuropeanParliament and of the Council (Text with EEA relevance) // Official Journal of EuropeanUnion.
– 2016. – No L 173. – P. 47-51.18.Commission Implementing Regulation (EU) 2016/347 of 10 March 2016 laying175down implementing technical standards with regard to the precise format of insider listsand for updating insider lists in accordance with Regulation (EU) No 596/2014 of theEuropean Parliament and of the Council (Text with EEA relevance) // Official Journal ofEuropean Union.
– 2016. – No L 65. – P. 49-55.19.Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 layingdown implementing technical standards with regard to the timing, format and template ofthe submission of notifications to competent authorities according to Regulation (EU) No596/2014 of the European Parliament and of the Council (Text with EEA relevance) //Official Journal of European Union. – 2016.
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